Speaker Series

Name: Supply Chain Forum
Start: 2018-09-14T0:00
Location: Haslam College of Business Room: 402

The Neel Corporate Governance Speaker Series was founded in 2003 with three speakers from regional law firms. Since then it has brought academics, politicians, regulators, industry executives, board members and other experts in corporate governance from around the country.

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We conduct nationally recognized research on corporate governance, specifically focusing on public policy.

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Featured Experts

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Larry Fauver

James F. Smith, Jr. Professor in Financial Institutions

Joan Heminway

Rick Rose Distinguished Professor of Law

Kathleen Powers

Assistant Professor

Rudy Santore

Associate Professor

Matthew Serfling

Kinney Family Faculty Research Fellow

Speaker Series

Keynote Speakers:

Mike Willis, Office of Structured Disclosure for the U.S. Securities and Exchange Commission

Sep. 14, 2018

1:00pm - 2:30pm

Haslam College of Business Room: 402

Knoxville, TN

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Speaker Series

Keynote Speakers:

Kathleen Hamm, PCAOB Board Member

Nov. 30, 2018

1:00pm - 2:30pm

Haslam College of Business Room: 402

Knoxville, TN

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Want to Learn More?

If you’d like to learn more about the Warren G. Neel Corporate Governance Center, please contact us.

Featured Research: Does It Pay to Treat Employees Well?

Environmental, Social, and Governance (ESG) topics, including employee welfare, have gained the attention of investors and media relations experts alike. Larry Fauver and his co-authors examine the valuation impact of having an employee-friendly (EF) culture using data from 43 countries.

Featured Research: Do Accounting Firm Consulting Revenues Impair Audit Quality?

Regulators and investors alike have expressed concern over the growing size of accounting firms’ consulting and advisory practices, fearing that it will lead to diminished focus on audit quality from firm leaders. Linda Myers and her colleagues examine the association between accounting firm consulting revenues and audit quality of public company clients, both before and after the Sarbanes-Oxley Act.

Featured Research: What Happens when Auditors Disclose “Critical Audit Matters” to Investors?

The United States’ regulator for audits of public companies, the PCAOB, recently enacted a new standard that will require auditors to expand their audit reports to disclose “critical audit matters” for their public company clients. This new ruling was met with contention: on the one hand, investors wanted more information from auditors than just a basic “pass” or “fail” opinion; on the other hand, auditors are reluctant to release information that management has not already disclosed in the financial statements. Joseph Carcello, Terry Neal, and their coauthors examine the effect of a similar rule change in the United Kingdom to provide evidence on the potential impact of these expanded audit reports.

Featured Research: Selling Crowdfunded Equity: A New Frontier

The JOBS Act enacted several new laws to increase opportunities for investment. Equity-based crowdfunding provides the opportunity to invest in an early-stage, private company in exchange for equity, with the risk that these are exempt from federal registration (and hence, exempt from certain regulatory oversight). Joan Heminway makes observations about federal securities law transfer restrictions imposed on these types of shares and offers some suggestions for important areas that legislation can address.

Neel Corporate Governance Center Research Review: 2017-18

The center’s 10 research fellows published 15 corporate-governance related papers in top-tier journals.

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Speaker Series

We conduct nationally recognized research on corporate governance, specifically focusing on public policy.

Featured Experts

Larry Fauver

Joan Heminway

Kathleen Powers

Rudy Santore

Matthew Serfling

Speaker Series

Keynote Speakers:

Speaker Series

Keynote Speakers:

Want to Learn More?

Featured Research: Does It Pay to Treat Employees Well?

Featured Research: Do Accounting Firm Consulting Revenues Impair Audit Quality?

Featured Research: What Happens when Auditors Disclose “Critical Audit Matters” to Investors?

Featured Research: Selling Crowdfunded Equity: A New Frontier

Neel Corporate Governance Center Research Review: 2017-18

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